Our team specializes in providing comprehensive regulatory compliance services with 20+ years of experience as a Chief Compliance Officer (CCO) and consulting independently and with KPMG. We have helped many companies (banks, mortgage lenders, and fintech companies) build and implement solid compliance management programs and pass successful regulatory exams, including CFPB, FRB and OCC exams as well as examinations by state regulators. We are a cost-effective compliance partner you can trust.

Here are some of the ways we can help: 

• Bank/FinTech Partnership Compliance Program
• Virtual Chief Compliance Officer
• Hourly Remote Compliance Partner
• Advertising and Disclosure Review
• Policies and Procedures 
• Compliance Risk Assessments 
• Quality Assurance Program and Reviews
• Compliance Training (Board and Company-wide)
• Compliance Audits and Monitoring/Testing
• Complaints Management
• Exam Findings and Remediation, including Regress Operation 
• Exam Management and Assistance with Regulator Responses
• Compliance Hotline